Compliance Officer Training Level 3

Compliance Officer Training Level 3


Ensure that your company is complying with its legal requirements and effectively oversee all procedures within the compliance department with the Compliance Officer Training Level 3 Course. This compliance certification covers all you need to know to guarantee that internal policies within an organisation are being met.

This training program covers all areas of compliance management, and compliance office responsibilities, with a detailed overview of the risk management process. You will explore the various types of compliance risks and the compliance risk framework. You will also earn how to carry out risk assessments, introduce an effective compliance program, and will develop essential problem-solving, and conflict-management skills.

This risk management certification is ideal for those who are new to the industry who require introductory knowledge and training.

Highlights of The Compliance Officer Training Level 3:

  • Develop the fundamental skills & knowledge to become a fully certified compliance officer
  • Be able to ensure that all staff are working in compliance with the law & are adhering to best practices
  • Explore the different types of compliance risk & the key functions of the compliance department
  • Develop your understanding of compliance management systems (CMS)
  • understand the key elements of an effective compliance program
  • Gain a complete overview of compliance risk framework & how to conduct a compliance risk assessment
  • Understand the importance of a compliance audit and how it is used to measure business performance
  • Be able to identify the differences between ethics and compliance

Course Design

The course is delivered through our online learning platform, accessible through any internet-connected device. There are no formal deadlines or teaching schedules, meaning you are free to study the course at your own pace.

You are taught through a combination of

  • Online study materials
  • Mock exams
  • Multiple-choice assessment

How is the course assessed?

To successfully complete the course you must pass an automated, multiple-choice assessment. The assessment is delivered through our online learning platform. You will receive the results of your assessment immediately upon completion.

Will I receive a certificate of completion?

Upon successful completion, you will qualify for the UK and internationally-recognised certificate and you can choose to make your achievement formal by obtaining your PDF Certificate at a cost of £9 and Hardcopy Certificate for £15.

Why study this course

Whether you’re an existing practitioner or aspiring professional, this course will enhance your expertise and boost your CV with key skills and an accredited qualification attesting to your knowledge.

The Compliance Officer Training Level 3 is open to all, with no formal entry requirements. All you need is a passion for learning, a good understanding of the English language, numeracy and IT, and to be over the age of 16.

Course Curriculum

Compliance Officer Training Level 3
Module 01 : Introduction to Compliance 00:23:00
Module 02 : Compliance Management System 00:23:00
Module 03 : Basic Elements of Effective Compliance 00:26:00
Module 04 : Compliance Audit 00:34:00
Module 05 : Compliance and Ethics 00:36:00
Module 06 : Introduction to Risk and Basic Risk Types 00:35:00
Module 07 : Further Risk Types 00:44:00
Module 08 : Introduction to Risk Management 00:13:00
Module 09 : Risk Management Process 00:20:00
Module 10 : Risk Assessment and Risk Treatment 00:36:00
Module 11 : Types of Risk Management 00:54:00
Mock Exam
Mock Exam – Compliance Officer Training Level 3 00:20:00
Final Exam
Final Exam – Compliance Officer Training Level 3 00:20:00

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