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Overview

Become a certified compliance auditor and learn how to effectively govern an organisation with the Internal Compliance Auditor course. This certificate program is a beginners course, designed to provide foundational knowledge of the auditing process.

This internal auditor course includes practical exercises and expert instructor-led units covering a wide range of topics from the compliance audit checklist to how to conduct an internal audit report. You will also learn all about risk assessment and control and will be introduced to essential risk prevention strategies and techniques.

Throughout the course, you will develop the core skills to fast track your career, including decision-making, conflict management and communication.

Internal Compliance Auditor: Course Highlights

  • Familiarise with the internal audit planning checklist
  • Explore crucial techniques for risk assessment and control
  • Learn the core competences of an internal compliance auditor
  • Develop essential skills in conflict management and communication
  • Have a solid understanding of international laws and regulations
  • Be able to manage relationships between stakeholders
  • Expand your knowledge of business ethics and business values
  • Understand the importance and meaning of governance

Course design

The course is delivered through our online learning platform, accessible through any internet-connected device. There are no formal deadlines or teaching schedules, meaning you are free to study the course at your own pace.

You are taught through a combination of

  • Video lessons
  • Online study materials
  • Mock exams
  • Multiple-choice assessment

How is the course assessed?

To successfully complete the course you must pass an automated, multiple-choice assessment. The assessment is delivered through our online learning platform. You will receive the results of your assessment immediately upon completion.

Will I receive a certificate of completion?

Upon successful completion, you will qualify for the UK and internationally-recognised certificate and you can choose to make your achievement formal by obtaining your PDF Certificate at a cost of £9 and Hardcopy Certificate for £15.

Why study this course

Whether you’re an existing practitioner or aspiring professional, this course will enhance your expertise and boost your CV with key skills and an accredited qualification attesting to your knowledge.

The Internal Compliance Auditor is open to all, with no formal entry requirements. All you need is a passion for learning, a good understanding of the English language, numeracy and IT, and to be over the age of 16.

Course Curriculum

Internal Compliance Auditor - Updated Version
Module 01: Introduction to Compliance 00:17:00
Module 02: Five basic elements of compliance 00:25:00
Module 03: Compliance Management System (CMS) 00:26:00
Module 04: Compliance Audit 00:38:00
Module 05: Compliance and Ethics 00:26:00
Module 06: Risk and Types of Risk 00:25:00
Module 07: Introduction to Risk Management 00:25:00
Module 08: Risk Management Process 00:18:00
Mock Exam
Mock Exam – Internal Compliance Auditor 00:20:00
Final Exam
Final Exam – Internal Compliance Auditor 00:20:00
Internal Compliance Auditor - Old Version
Internal Compliance Auditor
Module 01: The Five Tier Audit Competency Model 01:20:00
Module 02: Techniques for Planning Useful Audits 01:30:00
Module 03: Techniques for Detailed Risk and Control Assessment 02:00:00
Module 04: Testing and Sampling Techniques 01:10:00
Module 05: Documentation and Issue Development 01:00:00
Module 06: Core Competencies You Need as an Auditor 01:00:00
Module 07: Techniques for Managing the Audit Team 01:30:00
Module 08: Techniques for Managing the Constituent Relationship 01:30:00
Module 09: Auditing 00:15:00
Module 10: Internal Audit 00:30:00
Module 11: The Audit 00:15:00
Module 12: Audit Checklist 00:15:00
Module 13: Conducting an Audit 00:15:00
Module 14: Noncompliance and Corrective Action 00:15:00
Module 15: Audit Closing 00:05:00

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