Internal Compliance Auditor
An Internal Compliance Auditor evaluates organisational policies, monitors regulatory adherence, identifies risks, and recommends improvements to strengthen governance, protect assets, ensure ethical operations, and support sustained business accountability and transparency.
Internal Compliance Auditor
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1 Year Access 
Intermediate
137 Students -
16 hours, 50 minutes
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Overview
Become a certified compliance auditor and learn how to effectively govern an organisation with the Internal Compliance Auditor course. This certificate program is a beginners course, designed to provide foundational knowledge of the auditing process.
This internal auditor course includes practical exercises and expert instructor-led units covering a wide range of topics from the compliance audit checklist to how to conduct an internal audit report. You will also learn all about risk assessment and control and will be introduced to essential risk prevention strategies and techniques.
Throughout the course, you will develop the core skills to fast track your career, including decision-making, conflict management and communication.
The course was audited and updated on: 26th February, 2026
Internal Compliance Auditor: Course Highlights
- Familiarise with the internal audit planning checklist
- Explore crucial techniques for risk assessment and control
- Learn the core competences of an internal compliance auditor
- Develop essential skills in conflict management and communication
- Have a solid understanding of international laws and regulations
- Be able to manage relationships between stakeholders
- Expand your knowledge of business ethics and business values
- Understand the importance and meaning of governance
Course design
The course is delivered through our online learning platform, accessible through any internet-connected device. There are no formal deadlines or teaching schedules, meaning you are free to study the course at your own pace.
You are taught through a combination of
- Video lessons
- Online study materials
- Mock exams
- Multiple-choice assessment
How is the course assessed?
To successfully complete the course you must pass an automated, multiple-choice assessment. The assessment is delivered through our online learning platform. You will receive the results of your assessment immediately upon completion.
Certification
After completing this course's assessment, you will be eligible for:
- A CPD QS accredited Certificate from One Education.
The CPD QS accredited certificate is available in PDF format, at the cost of £9, or a hard copy can be sent to you via post, at the cost of £15.
Why study this course
Whether you’re an existing practitioner or aspiring professional, this course will enhance your expertise and boost your CV with key skills and an accredited qualification attesting to your knowledge.
The Internal Compliance Auditor is open to all, with no formal entry requirements. All you need is a passion for learning, a good understanding of the English language, numeracy and IT, and to be over the age of 16.
Course Curriculum
| Internal Compliance Auditor - Updated Version | |||
| Module 01: Introduction to Compliance | FREE | 00:17:00 | |
| Module 02: Five basic elements of compliance | 00:25:00 | ||
| Module 03: Compliance Management System (CMS) | 00:26:00 | ||
| Module 04: Compliance Audit | 00:38:00 | ||
| Module 05: Compliance and Ethics | 00:26:00 | ||
| Module 06: Risk and Types of Risk | 00:25:00 | ||
| Module 07: Introduction to Risk Management | 00:25:00 | ||
| Module 08: Risk Management Process | 00:18:00 | ||
| Mock Exam | |||
| Mock Exam – Internal Compliance Auditor | 00:20:00 | ||
| Final Exam | |||
| Final Exam – Internal Compliance Auditor | 00:20:00 | ||
| Internal Compliance Auditor - Old Version | |||
| Internal Compliance Auditor | |||
| Module 01: The Five Tier Audit Competency Model | 01:20:00 | ||
| Module 02: Techniques for Planning Useful Audits | 01:30:00 | ||
| Module 03: Techniques for Detailed Risk and Control Assessment | 02:00:00 | ||
| Module 04: Testing and Sampling Techniques | 01:10:00 | ||
| Module 05: Documentation and Issue Development | 01:00:00 | ||
| Module 06: Core Competencies You Need as an Auditor | 01:00:00 | ||
| Module 07: Techniques for Managing the Audit Team | 01:30:00 | ||
| Module 08: Techniques for Managing the Constituent Relationship | 01:30:00 | ||
| Module 09: Auditing | 00:15:00 | ||
| Module 10: Internal Audit | 00:30:00 | ||
| Module 11: The Audit | 00:15:00 | ||
| Module 12: Audit Checklist | 00:15:00 | ||
| Module 13: Conducting an Audit | 00:15:00 | ||
| Module 14: Noncompliance and Corrective Action | 00:15:00 | ||
| Module 15: Audit Closing | 00:05:00 | ||
