Discover the nuts and bolts of improving your company’s operational efficiency and safety while gaining expert knowledge of compliance and risk management!
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Level 5
1496 Students 
2 weeks, 1 day 
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This compliance and risk management course explains regulatory authorities, compliance policies and corporate governance, helping learners understand financial regulations, ethical standards and structured risk assessment frameworks used across regulated organisations.
Learners explore health and safety standards, data protection laws and anti-money laundering AML requirements, while developing internal audit procedures and compliance management system knowledge essential for modern organisational accountability practices.
Through practical modules, participants examine types of risk and the full risk management process, strengthening decision-making, compliance audit awareness and ethical judgement to support resilient, well-governed and compliant business operations.
Learners take a multiple-choice exam that is automatically marked. The exam evaluates their understanding of the course content, and learners must achieve at least 60% to pass. Successful learners receive a CPD-certified certificate.
After completing the Compliance And Risk Management Course assessments, learners qualify for a CPD QS accredited certificate from One Education.
The certificate is available in two formats: a PDF version for £9 or a printed hard copy delivered by post for £15.
Quality Licence Scheme Endorsed Certificate
Learners also have the option to order a Quality Licence Scheme (QLS) Endorsed Certificate as additional proof of achievement. The QLS Endorsed Certificate can be delivered by post for £109, with an additional £10 postage charge for international students.
This course has been endorsed by the Quality Licence Scheme for its high-quality, non-regulated provision and training programmes. This course is not regulated by Ofqual and is not an accredited qualification. Your training provider will be able to advise you on any further recognition, for example progression routes into further and/or higher education. For further information please visit the Learner FAQs on the Quality Licence Scheme website.
Organisations across all sectors face increasing regulatory pressure, financial scrutiny, and operational risk. Strong compliance and risk management practices are essential to protect businesses, maintain ethical standards, and meet legal obligations in a rapidly changing regulatory environment.
Studying Compliance and Risk Management builds practical knowledge of governance, regulatory frameworks, and risk control strategies. This course strengthens decision-making skills, enhances professional credibility, and demonstrates commitment to ethical and compliant operations. CPD certification adds recognised value, supporting career progression in compliance, audit, finance, and management roles.
The Compliance and Risk Management Course is designed to be completed over 2 weeks and 1 days. The course structure allows learners to progress through the materials alongside existing work or personal commitments, with completion time varying based on individual study habits and engagement level.
The Compliance and Risk Management course has straightforward entry requirements. Learners should have a basic understanding of organisational practices, regulations, and workplace responsibilities, along with an interest in compliance and risk control. The course is delivered fully online and can be accessed on any internet-enabled device, allowing learners to study from home with flexibility around existing commitments.
What is a Compliance and Risk Management Course?
A Compliance and Risk Management Course explains how organisations identify risks, meet legal and regulatory responsibilities, maintain ethical standards and reduce operational, financial and reputational exposure.
Who should take a Compliance and Risk Management Course?
The course is suitable for professionals working in compliance, finance, governance, healthcare, banking, management or other roles involving organisational risk and regulatory responsibilities.
Do I need previous experience in compliance or risk management?
No prior experience is required. The course introduces the fundamental concepts before progressing to practical compliance systems, risk assessment methods and organisational controls.
What topics are covered in this course?
Topics may include regulatory authorities, compliance management systems, risk identification and assessment, internal controls, audits, corporate governance, business ethics and risk mitigation.
Is this course suitable for career development?
Yes. It can strengthen your understanding of compliance, risk control and organisational accountability, supporting professional development in governance, finance, administration and management-related roles.
Does this course cover UK and international regulations?
The course introduces widely recognised compliance and risk management principles that may be relevant across UK and international business environments. However, learners should always consult current sector-specific regulations where necessary.
| Module 1: Introduction to Compliance | |||
| Module 01: Introduction to Compliance | FREE | 00:17:00 | |
| Assessment Module 01 | |||
| Module 01 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 2: Five basic elements of compliance | |||
| Module 02: Five basic elements of compliance | 00:25:00 | ||
| Assessment Module 02 | |||
| Module 02 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 3: Compliance Management System (CMS) | |||
| Module 03: Compliance Management System (CMS) | 00:26:00 | ||
| Assessment Module 03 | |||
| Module 03 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 4: Compliance Audit | |||
| Module 04: Compliance Audit | 00:38:00 | ||
| Assessment Module 04 | |||
| Module 04 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 5: Compliance and Ethics | |||
| Module 05: Compliance and Ethics | 00:26:00 | ||
| Assessment Module 05 | |||
| Module 05 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 6: Risk and Types of Risk | |||
| Module 06: Risk and Types of Risk | 00:25:00 | ||
| Assessment Module 06 | |||
| Module 06 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 7: Introduction to Risk Management | |||
| Module 07: Introduction to Risk Management | 00:25:00 | ||
| Assessment Module 07 | |||
| Module 07 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Module 8: Risk Management Process | |||
| Module 08: Risk Management Process | 00:18:00 | ||
| Assessment Module 08 | |||
| Module 08 Final Quiz Exam – Compliance and Risk Management Diploma | 00:10:00 | ||
| Recommended Materials | |||
| Recommended Readings – Compliance and Risk Management Diploma | 3 days | ||
| Workbooks – Compliance and Risk Management Diploma | 1 week, 2 days | ||
| Optional Assignment | |||
| Optional Assignment – Compliance and Risk Management Diploma | 3 days | ||
| Certificate and Transcript | |||
| We Appreciate Your Feedback | 00:00:00 | ||
| Collect your Certificate and Transcript | 00:00:00 | ||
| Apply for your QLS Endorsed Certificate | 00:00:00 | ||
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